Pinsents knocks DLA off AIM top spot (cont.)

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Latest Briefings

Update on EC proposals to amend UCITS, AIFMD, EuVECA and ELTIF to facilitate cross-border distribution

On 12 March 2018, the European Commission issued a proposal for a new regulation (the Regulation) and a new directive (the Directive) concerning the cross-border distribution of collective investment funds amending inter alia UCITS (the UCITS Directive), AIFMD, EuVECA and EuSEF (the Proposals). Please find below a summary of the main changes under the Proposals. What will change under the Proposals?

MEES: What information is required to register an exemption?

By Maria Connolly Since 1 April, it has been unlawful for a landlord to let a property with an EPC rating of below E, unless an exemption has been registered on the PRS Exemptions Register. The government has released guidance on the evidence required to register an exemption on the PRS Exemptions Register…

Getting the Deal Through: Fund Management 2018, Luxembourg edition

Fund Management traces the regulatory and legislative obligations facing fund managers balancing the need to maximise investment returns whilst also ensuring adequate investor protections in an increasingly challenging regulatory environment. Topics are written by leading experts and include: authorities responsible for fund regulation; licensing processes; territorial scope of regulation; required authorisations of fund marketing activities; […]

Financial Regulatory News Updates – April 2018

The Financial Regulatory News Updates: an overview in which Loyens & Loeff’s Banking and Finance Practice Group highlights recent legislative developments and publications of supervisory authorities in the financial markets…

Dutch coal exit proposed by new draft bill

On 19 May 2018 the Minister of Economic Affairs and Climate Policy (hereinafter: ‘the Minister’) published its draft bill (in Dutch only) on the Prohibition of the use of coal by power producers for public consultation (hereinafter: ‘the draft bill’). The basis of the draft bill derives from international (the Paris Agreement in 2015) and national (the […]

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UBS legal chief Aufhauser quits amid fraud furore

UBS general counsel David Aufhauser has resigned amid the growing auction rate securities (ARS) fraud that is centred on the investment bank. Aufhauser’s resignation, which came yesterday (Monday 4 August), follows allegations that he is one of the seven unnamed executives thought to have sold more than $21m of their holdings in ARS based on […]

Ex-Fladgate partner gets wrist slapped

Former Fladgate corporate head Nicolas Greenstone has been reprimanded by the Solicitors Regulation Authority (SRA) for actions that led to a £27m fraud. Greenstone, who left Fladgate in 2003 and who now works for Merchant Capital, was admonished as, although his conduct was not fraudulent, it allowed others to implement a multimillion-pound deception. While ;at […]

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Foreign climbs

Convincing senior associates to leave London for offices in emerging markets isn’t always easy – unless you dangle a partnership carrot, of course. Senior associates willing to ­transfer from London to other ­jurisdictions are having their path to partnership put on the fast-track. As The Lawyer revealed last week (28 July), Denton Wilde Sapte is […]

Moves roundup: 4 August 2008

South East firm DMH Stallard has made up four partners. James Regan has been promoted to the head of retail property, while Nick Leavey is made up in real estate, Dominic Travers in ­corporate and Frank Jennings in technology. • South East firm DMH Stallard has made up four partners. James Regan has been promoted […]

UBS fraud case is ‘frankly, terrifying’

One of Debevoise & Plimpton’s top litigators has swung into action on behalf of beleaguered investment bank UBS. DEBEVOISE & PLIMPTON Top litigator’s hire highlights gravity of charges One of Debevoise & Plimpton’s top litigators has swung into action on behalf of beleaguered investment bank UBS. Mary Jo White, the chair of Debevoise’s litigation department, […]

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