Roundtable E: The role of the in-house Lawyer in responding to regulatory change (PM)


This session will look at elements of responding to regulatory change, including assessing requirements and delivering changes to meet those requirements – and what can go wrong if either of these is inadequate. We will discuss the role of the in-house lawyer in ensuring regulatory requirements are properly interpreted and the associated change programmes deliver the required outcomes. We will look at recent ‘Dear CEO’ letters around regulatory reporting and asset management to guide our discussions and look at what might underpin those letters. It will draw on the experience of our speakers from both Financial Crime compliance advisory and Forensic Investigations.