MiFID II update for Asian firms

Premium content

This article is only available to Premium subscribers of The Lawyer. Premium subscribers benefit from accessing all of our award-winning online content including interviews, commentary, analysis and in-depth research.

View our subscription options

Register now to The Lawyer to access our latest news stories, read selected briefings from key firms and gain essential careers insight to help you make the most of your current and future roles.

Contact Us: if you have any questions regarding your subscription, call us on +44 (0)20 7292 3716 or email us at customerservices@thelawyer.com

Register now

Having problems?

Contact us on +44 (0)20 7292 3716 | email: customerservices@thelawyer.com

If you are looking for our Jobs site, please click here 

Related briefings

The growing trend of money mules

In November 2017, CIFAS, the UK’s fraud prevention service released statistics showing a 75% rise in the number of 18 to 24 year old’s who are letting their bank accounts be used to transfer the proceeds of crime. CIFAS, along with UK Finance ran a ‘Don’t Be Fooled’ campaign which aims to deter young people […]

FCA asks CEOs to ensure Prudential returns are compliant

Andrew Bailey, CEO of the FCA, has this week written to IFPRU and BIPRU investment firms requesting them to review their prudential reporting practices. This was as a result of the FCA discovering that large numbers of firms are submitting inaccurate and incomplete returns. So, if you are the CFO, expect questions from your CEO, […]

What the William Hill fine means for you

Today’s news that the William Hill will face penalties of at least £6.2m following settlement with the Gambling Commission will have sent shock waves across the industry. This is the second largest financial penalty levied by the Commission, and the highest in relation to financial crime concerns. Other gaming firms should take note…

Gambling Commission: The roulette spin cycle

The Gambling Commission has conducted a ‘thematic review’ which has reportedly revealed shortcomings in anti­money laundering controls. Early this year, the Gambling Commission wrote to 195 UK­-based remote casino operators with summary findings… …In short, remote casinos are not doing enough to prevent or detect the mis­use of their services to launder criminal proceeds or fund terrorism…

Interactive brokers market abuse fine raises wider regulatory issues

The £1m fine levied upon Interactive Brokers for market abuse failings may not have made the same headlines as some of the eye-watering financial crime related fines over recent years, however the messages coming out of the FCA should make all firms sit up and take action…

Latest Briefings

Family office: establishing a real presence in Jersey

Like any other undertaking which has a real presence in Jersey, a family office will need to consider whether a business licence is required for its operations prior to it setting up in Jersey. Where there is a real presence in Jersey, and the family office is employing staff in Jersey then under most circumstances, […]

When Two Become One: Wingfield v Canterbury City Council & HNC Developments LLP

By Oliver Lawrence Introduction When should two developments be treated as one for the purposes of the Environmental Impact Assessment Regulations 2017 (“the EIA Regulations”)? The existence or approval of other developments can determine whether an Environmental Statement is required of a planning application and what that Environmental Statement should contain. These are important questions […]

Transfer of Risk On International Sales

A. INTRODUCTION When goods are accidentally lost or damaged during an international sales contract is being performed, the question is; who shall bear this loss? Is it the seller, the buyer or the carrier? United Nations Convention on Contracts for the International Sale of Goods 1980 (“CISG”) is a United Nations treaty that provides applicable […]

Disclosure Requirement of Public Joint Stock Company

To provide accurate information for investors operating in Turkey, public disclosure of the necessary information has a great importance for the continuation of the functioning of the capital market in a fair and competitive environment. Thus, the procedures and principles regarding Public Disclosure of Publicly-Held Joint Stock Companies are regulated in detail in both Article […]

In the Wake of the Reference Rates Reform – Focus on SEE

Reference interest rates play a central role on the financial markets. They are widely used across a range of financial products, including loans, deposits, securities and derivatives. Concerns about the sustainability of the existing reference rates following global rate-rigging scandals have led to a reform process. The reform is aimed at creating new, nearly risk-free reference rates (RFRs) as an alternative to current […]

Recommended

Ogier advises on £103m sale of Woolwich Estate

Ogier has advised a long-term private equity real estate client in connection with its £103m sale of the Woolwich Estate in south-east London. The 4.9-acre site, which comprises several clusters of buildings around Powis Street in the heart of the town centre, was sold to British Land. Undergoing a period of significant regeneration, Woolwich will […]

Recruit legal talent

Get your role in front of over 300,000 legal professionals when you advertise with The Lawyer. Our team of experts provide bespoke solutions to help solve all your recruitment challenges.

Find out more

Register now to The Lawyer to access our latest news stories, read selected briefings from key firms and gain essential careers insight to help you make the most of your current and future roles.

Contact Us: if you have any questions regarding your subscription, call us on +44 (0)20 7292 3716 or email us at customerservices@thelawyer.com

Register now

Having problems?

Contact us on +44 (0)20 7292 3716 | email: customerservices@thelawyer.com

If you are looking for our Jobs site, please click here