Financial services investigations and enforcement monthly round up

A round-up of recent enforcement actions and investigations in the financial services sector.

This month in summary:

  • FCA publishes Decision Notice against Corrado Abbattista for market manipulation
  • ICO fines company £130,000 for unauthorised pensions cold calls
  • FCA publicly censures former Worldspreads CEO for market misconduct
  • FCA scraps half its criminal probes into money-laundering breaches

 

FCA publishes Decision Notice against Corrado Abbattista for market manipulation.

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