The SEC — now killing many birds with one ‘big data’ stone: five takeaways
By Patrick Hunnius and Nicolas Morgan The Securities and Exchange Commission (SEC) has announced a mass action against 34 defendants for alleged violations of federal securities laws regarding reporting of stock holdings. As the Wall Street Journal reported, the action ‘is part of the “broken windows” strategy’ — i.e. where ‘even the smallest infractions’ are pursued — announced […]