CFTC no-action relief and request for comment for the transaction-level requirements of non-US swap dealers
On 14 November 2013, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission (CFTC) issued Advisory 13-69 in response to inquiries from swap market participants as to whether a non-US swap dealer (SD) must comply with the transaction-level requirements set forth in Title VII of the Dodd-Frank Wall Street […]