Dodd-Frank Act updates — monitoring the regulators’ actions

The Dodd-Frank Act provides expansive authority for regulators to define the details critical to implementing sweeping financial regulatory reforms. As events develop, DLA Piper is monitoring the regulators’ actions.

Alerts include:

  • Preparing for EMIR and Dodd-Frank: Our capabilities
  • Growing whistleblower activity calls for close employer attention to retaliation issues
  • With long-awaited trading rules, SEC positions itself as an extraterritorial regulator
  • Fewer opportunities seen for foreign whistleblowers
  • SEC approves listing rules affecting compensation committees and advisers
  • Conflict mineral reporting rules impact many public companies: new supply chain requirements and new Form SD
  • How are the US & EU reforming the rating agencies?
  • The final countdown: Dodd-Frank compliance to begin as SEC and CFTC issue key rules re swaps activities
  • CFTC issues two proposals affecting those engaging in swaps activities

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