Jones Day

International Top 30 position: 14
International 50 position (Asia-Pacific): 12

US regulatory action items for investment advisers (2013)

A new year brings not only (the potential for keeping) New Year’s resolutions, but also a new set of obligations and undertakings for many investment advisers. We have outlined in Part I herein some of these obligations for exempt reporting advisers (i.e., those relying on the private fund exemption or the venture capital exemption) and, in Part II, some obligations for investment advisers that are registered with the US Securities and Exchange Commission. In Part III, we address certainrequirements and undertakings that may be relevant for any investment adviser — whether registered, filing as an exempt reporting adviser, or neither.

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Briefings from Jones Day

  • Jones Day Graduate Recruitment Brochure 2013–14

    Jones Day operates a different training system to most City firms. Understanding how it works and why the firm doesn’t just follow the crowd is key to understanding whether it’s a system that’s for you.

  • US DoJ and SEC guidance on the Foreign Corrupt Practices Act

    For the past 10 months, the US Department of Justice and the Enforcement Division of the Securities and Exchange Commission have advised the public that they are in the process of drafting guidance for companies regarding the requirements of, and prohibitions within, the US Foreign Corrupt Practices Act.

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Analysis from The Lawyer

  • money

    SJB and the problem with private equity

    When a firm shouts loudly about a landmark merger, as SJ Berwin did when it joined forces with King & Wood Mallesons, departures are always likely to come under the spotlight.

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Overview

21 Tudor Street
London
EC4Y 0DJ
UK

Firmwide turnover: $1.5bn
Global lawyers 2013: 2,400
Offices: 40
Jurisdiction: US
No. of offices: 8
No. of qualified lawyers: 224 (International 50)

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