King & Wood Mallesons

Asia-Pacific 100 rank: 3

Update on the SFC Code of Conduct - whistleblowing HK style

Amendments to the SFC Code of Conduct (“Code”) were announced earlier this year and the majority came into effect over the weekend, on 1 December 2012. Here we take a closer look at what is the most important new requirement, which imposes an obligation on licenced entities to report suspected market misconduct by clients.

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Overview

Level 61, Governor Phillip Tower
1 Farrer Place
Sydney
NSW 2000
Australia
http://www.kwm.com

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