FSA-authorised asset managers required to attest compliance with conflicts of interest rules
The FSA has issued a ‘Dear CEO’ Paper “Conflicts of interest between asset managers and their customers: Identifying and mitigating the risks”. The Paper summarises the outcome of a themed review of asset managers’ arrangements for managing conflicts of interest. The Paper has been posted on the website as a general FSA document.
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Briefings from Dechert
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