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SEC provides expanded no-action relief from broker-dealer registration for intermediaries in private M&A transactions
The staff of the SEC’s Division of Trading and Markets issued a no-action letter on 4 February that provides guidance on how intermediaries may effect securities transactions.
In its new consultation paper, the FCA proposes various changes to the sponsor competency regime and initiates discussion on joint sponsor arrangements.
NYSE and NASDAQ post forms for listed companies to certify compliance with revised compensation committee listing standards
Companies listed on the NYSE and NASDAQ are required to certify their compliance with some of the revised standards.
The LSE has published AIM Notice 38, which announced its consultation on proposed changes to the AIM Rules for Companies and the AIM Rules for Nominated Advisers.
This may be the year that swap market counterparties face the full effect of dual US and foreign regulatory requirements for cross-border swap activities.
Employment News — 27 January 2014: no deal: claimant’s rejection of offer to settle did not justify costs award
The claimant was dismissed from her job as a bank branch manager on conduct grounds, following an incident where she had left the branch safe open.
Hogan Lovells summarises Spanish tax issues to be considered both in the purchase of distressed debt and in connection with any restructuring of such debt.
On 2 January 2014, FERC and CFTC signed two MoUs, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
The amendments to Regulation A are intended to expand the existing exemption to increase access to capital for smaller companies.
President Barack Obama has signed into law the Bipartisan Budget Act of 2013.
Senate finance committee chairman Max Baucus has issued a sweeping energy tax reform proposal.
In the end, 2013 did not disappoint, with resurgence in equity offerings, promising company valuations and greater market liquidity.
Hogan Lovell’s latest news and commentary on payments, including regulatory developments, payments market developments, and surveys and reports.
The FCA has published its long-awaited response to consultation paper 12/25 entitled ‘Enhancing the effectiveness of the Listing Regime’.
Hogan Lovells’ guide to the eligibility requirements and continuing obligations of admitting securities to the premium, standard and high-growth segments of the main market and AIM.
Under the PDR, certain information that would otherwise need to be included in a prospectus may be omitted by certain issuers or in relation to certain offers.
On 3 October 2013, Parliament approved the Law of Mongolia on Investment along with other supporting amendments.
The 22 October 2013 issue of Hogan Lovells’ Global Payments Newsletter includes sections on regulatory developments, payment market developments and reports and surveys.
The SEC proposed the adoption of a new Item to require public companies to disclose the ratio of their CEO’s total compensation to the median annual total compensation of all other employees.
There are many facets surrounding foreign exchange, but Hogan Lovells has looked specifically into these new rules to see how they will affect cross-border IP transactions.