The Financial Report — Volume 2, No. 18

Loyal readers of DLA Piper’s The Financial Report know that generally the discussion and analysis commentary focuses on a particular newsworthy item, issue or event affecting the regulation of the financial services industry. It is ironic that in the midst of the federal government shutdown, there seems to be a plethora of such newsworthy items that warrant at least a brief comment. So, in a departure from the typical discussion and analysis commentary, DLA Piper provides a brief summary of just a few of the big stories affecting the financial services industry since its last issue and its thoughts with respect thereto…

Contents

  • Discussion and analysis
  • News from the Americas
  • News from Asia and the Pacific
  • News from Europe
  • Global regulators
  • US Securities and Exchange Commission developments
  • US Commodity Futures Trading Commission developments
  • US judicial developments
  • US exchanges and self-regulatory organisations

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