The Financial Report — Volume 2, No. 18
Loyal readers of DLA Piper’s The Financial Report know that generally the discussion and analysis commentary focuses on a particular newsworthy item, issue or event affecting the regulation of the financial services industry. It is ironic that in the midst of the federal government shutdown, there seems to be a plethora of such newsworthy items that warrant at least a brief comment. So, in a departure from the typical discussion and analysis commentary, DLA Piper provides a brief summary of just a few of the big stories affecting the financial services industry since its last issue and its thoughts with respect thereto…
- Discussion and analysis
- News from the Americas
- News from Asia and the Pacific
- News from Europe
- Global regulators
- US Securities and Exchange Commission developments
- US Commodity Futures Trading Commission developments
- US judicial developments
- US exchanges and self-regulatory organisations
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Be Global is DLA Piper’s snapshot of key global employment law developments designed to help you identify legal hotspots across your global operations.
The US Department of Treasury’s Office of Foreign Assets Control has issued additional sanctions targeting certain Russian banks, energy and defence companies.
Analysis from The Lawyer
Shearman & Sterling is making its presence felt in the City, squaring up to magic circle firms and looking to muscle in on key relationships. Private equity house Bridgepoint is one outfit that has had its head turned by the US firm.
A new breed of lawyer is smoothing the path for companies entering emerging or unstable jurisdictions