Start-up fund managers in the UK
Any person who carries on a regulated activity in the UK by way of business must be authorised by the Financial Conduct Authority or be exempt. A breach may be a criminal offence and punishable on indictment by a maximum term of two years’ imprisonment and/or a fine.
The regulated activities that are mainly relevant to UK managers of alternative investment funds (AIF) are managing an AIF, managing investments and establishing, operating or winding up a collective investment scheme…
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On 28 November 2013, the Court of Justice of the EU gave judgment in two appeals by the Council of the EU against judgments of the General Court annulling the asset freezes imposed by the Council on two Iranian companies.
Welcome to the October edition of Stephenson Harwood’s Data Protection Update, a monthly bulletin on key developments in data protection law.