Minimising risk and maximising compliance
Compliance plans, risk register, client care, code of conduct, COLP/COFA, business continuity, outcomes-focused regulation — all terms we see all too often within the legal profession. ‘Compliance’ has taken the industry by storm but has left lawyers in a state of confusion and anxiety.
There are so many different facets to consider when referring to compliance within a firm. Practices will need to consider the code of conduct, the Equality Act, anti-bribery legislation, the EU Commerce Directive and many other codes of practice, regulations and legislation…
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