Addleshaw Goddard

UK 200 2014 position: 22

InVest — January 2014: enforcement and financial crime

This month’s round-up of developments affecting banks, wealth managers, brokers and funds sees a new spotlight article on outsourcing by asset managers; the EU open its summit with a landmark bank deal; the Banking Reform Act receive royal assent; and the Volker Rule finalised.

Contents: enforcement and financial crime

  • Plans to suspend individuals during enforcement cases blocked by MPs
  • Trialogue agreement on proposed CSMAD
  • FCA action over insider dealing
  • FCA final notice issued to regulatory consultancy
  • FCA tells advisers it still has work to do
  • FCA publishes final notice to advisory firm

If you are registered and logged in to the site, click on the link below to read the Addleshaw Goddard briefing. If not, please register or sign in with your details below.

Sign in or Register to continue reading this article

Sign in

Register

It's quick, easy and free!

It takes just 5 minutes to register. Answer a few simple questions and once completed you’ll have instant access.

Register now

Why register to The Lawyer

 

Industry insight

In-depth, expert analysis into the stories behind the headlines from our leading team of journalists.

 

Market intelligence

Identify the major players and business opportunities within a particular region through our series of free, special reports.

 

Email newsletters

Receive your pick of The Lawyer's daily and weekly email newsletters, tailored by practice area, region and job function.

More relevant to you

To continue providing the best analysis, insight and news across the legal market we are collecting some information about who you are, what you do and where you work to improve The Lawyer and make it more relevant to you.

Briefings from Addleshaw Goddard

View more briefings from Addleshaw Goddard

Analysis from The Lawyer

View more analysis from The Lawyer

Overview

Milton Gate
60 Chiswell Street
London
EC1Y 4AG
UK
http://www.addleshawgoddard.com

Turnover (£m): 171.35
No. of lawyers: 598

Jobs