Addleshaw Goddard

UK 200 2013 position: 23

InVest: developments affecting banks, wealth managers, brokers and funds — August 2012

This month’s round-up of developments affecting banks, wealth managers, brokers and funds sees: new government proposals for consumer rights; an EBA opinion on the shadow banking green paper; developments relating to LIBOR; and final texts adopted relating to EMIR, PRIPs, UCITS V and MiFID.

The FSA has published a website containing a regulatory round-up for small firms. This includes information relating to:

  • attempted fraud against brokers 
  • the establishment of the Financial Conduct Authority (FCA) and Prudential Regulatory Authority (PRA); complaints handling; guidance on independent and restricted advice; a new UCIS website, and
  • investment quality of advice processes…

If you are registered and logged in to the site, click on the link below to read the rest of the Addleshaw Goddard briefing. If not, please register or sign in with your details below.


Briefings from Addleshaw Goddard

View more briefings from Addleshaw Goddard

Analysis from The Lawyer

View more analysis from The Lawyer


Milton Gate
60 Chiswell Street

Turnover (£m): 166.50
No. of Lawyers: 592