Morrison & Foerster

International top 30 position: 30
International 50 position (Asia-Pacific): 14

FINRA provides early guidance about Its exam priorities

In its annual summary of regulatory and examination priorities, the Financial Industry Regulatory Authority (FINRA) signaled that it will aggressively pursue market misconduct. The 11 January 2013 report follows closely on FINRA’s recent announcement of the increased high profile regulatory and disciplinary actions it brought in 2012. Member firms should carefully review their compliance policies and procedures in light of FINRA’s stated areas of focus.

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Overview

CityPoint
1 Ropemaker Street
London
EC2Y 9AW
UK

Global revenue 2011 ($m): 963.3
Global lawyers 2011: 1,026
Jurisdiction: US
No. of offices: 5
No. of qualified lawyers: 183 (International 50)

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