Dodd-Frank Act updates — monitoring the regulators' actions
The Dodd-Frank Act provides expansive authority for regulators to define the details critical to implementing sweeping financial regulatory reforms. As events develop, DLA Piper is monitoring the regulators’ actions.
- Preparing for EMIR and Dodd-Frank: Our capabilities
- Growing whistleblower activity calls for close employer attention to retaliation issues
- With long-awaited trading rules, SEC positions itself as an extraterritorial regulator
- Fewer opportunities seen for foreign whistleblowers
- SEC approves listing rules affecting compensation committees and advisers
- Conflict mineral reporting rules impact many public companies: new supply chain requirements and new Form SD
- How are the US & EU reforming the rating agencies?
- The final countdown: Dodd-Frank compliance to begin as SEC and CFTC issue key rules re swaps activities
- CFTC issues two proposals affecting those engaging in swaps activities
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Briefings from DLA Piper
Global Financial Markets Insight — the case for a better-functioning securitisation market; the cost of holding ABS; and more
DLA Piper has released the latest version (issue 4, Q3 2014) of its Global Financial Markets Insight publication.
Corporate Insurance Trends 2014 is a collection of articles highlighting some trends and key issues for financial lines insurers and their insureds in 2014.
Analysis from The Lawyer
Shearman & Sterling is making its presence felt in the City, squaring up to magic circle firms and looking to muscle in on key relationships. Private equity house Bridgepoint is one outfit that has had its head turned by the US firm.
A new breed of lawyer is smoothing the path for companies entering emerging or unstable jurisdictions